, White D.
Janice Kim, Michael Simon, and Phil Straus
China, Japan, and Korea all have different rules. The nature of the game is essentially the same in each system, but a number of incidents and the growth of international tournaments has underscored the need for protocol. Although the basic rules are simple, written rules that govern every possible situation fairly are as difficult as understanding those situations. Our intention here is to illuminate the major issues and discuss the ramifications of the Ing rules as guidelines for tournament directors and players. It is beyond the scope of this article to explore fully the principles or motivations of a system of rules, or to prove the superiority of one system over another. Each system has some merit, and some difficulty.
Recently, a number of systems were proposed. The AGA rules compromise between territory and area counting in a way which tries to yield the same result regardless of which counting system is used. An elegant mathematical proof by Robert High detailed how in an even game, if pass stones were used to allow playing out all situations, the result would be the same in both systems. Unfortunately, handicap conventions differ in area and territory counting.
AGA rules use Superko, which deals with the problem of complex or multiple kos. Under Superko, no full board position may be repeated. Superko handles triple kos without too much difficulty. A question arises in "multiple unbalanced double kos," detailed in Part 6B. In this case, stones without eyes may rise up from the grave to kill under Superko. Until now, Superko advocates claim that since the difficult situations are so rare, the benefit of having a simple rule outweighs the disadvantages of having a questionable rule. Unfortunately, the rule that the full board position may not be repeated is simply stated, but in implementation the players must remember the game perfectly to ascertain when the rule is broken. This is not simple even for professionals when faced with these situations.
The problem of complex or multiple ko is similar to basic ko: the potential for endless repetition. Were this situation allowed, the progress of the game would be stopped and no result possible. The Korean Go Association, loath to take away the right to play, annuls all games with complex or multiple kos unless one side concedes local defeat. Mr. Ing points out that annulling games can be an unsatisfactory solution. The Ing rules outlaw endless repetition by converting many complex kos to basic kos. This allows the players to continue their contest and determine a result. The Ing rules also put the burden on the instigator of a cyclic sequence, allowing full board repetition while not impeding progress. This may be an improvement over the Japanese rules in that it seems more natural that the person with a logically superior position is permitted to play.
By using area counting, the Ing rules eliminate the necessity of authority and precedent to solve the problem of capturing dead stones without a loss of territory, while leaving the question of skill. Whether or not one needs to "play an extra stone" still involves a question of one point, as playing inside one's own territory instead of a neutral point entails a one point loss. Since one does not rearrange territory during Ing counting, or need to keep track of prisoners, mistakes are minimized, and dishonesty nearly impossible.
The Ing rules contain provisions which aspire to a maximum freedom in how the game is played. For example, Ing rules allow a group to "suicide" by taking their own last liberty and forcing their own removal. See "Suicide" in Part 4.
The free placement of handicap stones is an interesting addition, particularly for those who play many handicap games with the same opponents. Freeing the placement of handicap stones may add spice to these repeated encounters.
The Ing rules are essentially area counting with a modified ko rule.
They may be suited to the needs of American Go players, since they
are often simpler in practice than other rules, do not rely on authority
or precedent, and make many disputes moot issues. We are now in a position
where we can and must choose a protocol without bias.
2. The older player takes a handful of white stones, and the younger player selects one or two black stones, signifying odd or even. A correct guess enables the younger player to choose a color; otherwise the older player chooses. In Japanese and Korean rules, the correct guesser takes Black.
3. At the beginning of a handicap game, Black may place the handicap stones anywhere on the board. Technically, Black always moves first. In a game of handicap N, White's first N-1 moves are pass plays.
4. White receives 8 points of compensation in even games, given
during counting. 8 points of komi seems like a lot, but we are
assured that this is reasonable. Nevertheless professional players
prefer White.
2. Captured stones are returned to the opponent 's bowl. All the stones are eventually placed in their color's territory, so you don't need to keep prisoners in any special place.
3. Self-capture of single stones is equivalent to a pass play. Suicide of groups larger than one stone is legal in Ing rules. This may be useful as a ko threat or in changing liberty counts: keep in mind by the suicide move one takes off one's own stones rather than putting a stone on the board, so one cannot place any stones in atari or kill by suicide. Also, there is no advantage other than the ones described in Part 4 and no point gain by suicide.
4. Immediately capturing a stone that has captured in ko is illegal. This is basic to every rule system.
5. Complex kos convert to basic kos. A cyclic sequence may be initiated by a player once and only once during the game. Explanations of the rules for complex and multiple kos are in Part 6, "The Ing Ko Rules."
6. Unintentional illegal moves are retracted without penalty. The
spirit of this rule is that no one will forfeit because of a technicality,
as when Go Sei Gen was forced to forfeit because he answered a move
on a neutral point with a move on another neutral point, when the Japanese
rules at the time prohibited playing a neutral point while the game
was not yet over. Note that an unintentional and illegal move is extremely
rare, and players should be advised that it implies unfamiliarity with
the situation. The move must be illegal, not simply unintended or unfavorable,
to be considered a candidate for retraction, and the player of an illegal
move must present some compelling evidence that the move was unintended,
for example, the move in the Honinbo game which resulted in forfeiture
because the monitor implied that it was the wrong person's turn to
take a ko.
2. Two consecutive passes signal an adjournment of the game to discuss the status of groups. If the players agree about the status of groups, the game is over. Otherwise, play resumes until disputes are resolved. When agreement has been reached, two more passes signal the end of the game.
3. Since you can play in your own territory without territorial loss, play out any situation in which there is a dispute after the game is over. Keep in mind that playing inside your own territory is not a loss but it is not a gain, while playing a neutral point is worth one point. Also, note that when we assign point values to endgame, this is a relative, not an absolute term: we say "half-point ko" in order to indicate that it should be played after one point moves, not because it is actually worth half a point. In Ing counting, technically every move is "worth" an extra point, so neutral points are the smallest on the board, but should be played before putting stones in your own territory. Be aware that Ing counting does not change how you should play, except that you should take care to fill in the neutral points at the end of the game. This kind of counting is useful only in that it eliminates certain very rare problematic situations; only the method of counting, not the play or the result, is different.
Note that if a point is overlooked, the person whose turn it is (a
pass is a turn) should play it, but after the final pass or counting
has begun, an overlooked point should be left empty, and play may not
resume. Also note in area counting it doesn't matter whose turn it
is in a dispute about the status of groups. In the past a disputed
position was disputed only because one side did not want to spend extra
stones taking out a dead group, thus losing points in territory counting.
This is not a question about life and death, but about territory counting
itself. Players should be advised that in Ing counting this question
is moot, and giving pass stones is unnecessary and has no effect. After
filling in neutral points, in practice both players may simply agree
the game is over and begin counting, without the formal process. For
example, if there is a bent four in the corner surrounded by a live
group and no seki on the board, the Ing rules allow but do not require
insisting that the group be taken off. Playing out this situation is
only to avoid the argument already made moot by area counting, and
has no potential to change the result.
2. Fill in all your own territory with your remaining stones. Do not disturb the borders of your territory. Unlike territory counting, one counts one's own area.
3. In sekis, there will be shared points which neither player can play, and are not territory. Fill such shared points alternately with an equal number of black and white stones, leaving one shared point empty if there is an odd number. If there is more than one seki, each side fills in an equal number of shared points, leaving only one if necessary.
4. In even games, place four White stones in Black 's territory for compensation. This is equivalent to Black giving White 7.5 points of compensation in territory counting. If you have empty points left in your territory, you have won. If you have stones left over and no territory in which to put them, you have lost. You can see who won at a glance.
To determine the margin of victory, place the "losing" stones, if any, in the winner 's territory. At this point, there should be only one empty point left on the board, the "winning" point. The margin of victory is the winning point plus twice the number of losing stones. See Part 3. If there is an odd number of shared points in a seki, the empty point will be in the seki. Then the margin of victory is just twice the number of losing stones. Only in this case can there be a tie. Black wins ties.
5. In handicap games of N-stone handicap, White must receive N-point compensation to make the result equivalent to territory counting. If N is even, White places N/2 stones in Black 's territory. If N is odd, White places (N-1)/2 stones in Black's territory, and one point of Black territory is left open. In this case the margin of victory is just twice the number of losing stones. In handicap games, White wins ties.
Note that Black giving compensation in handicap games is not found in any official documentation of the Ing rules. AGA President Phil Straus has requested this convention so that territory and area counting can give the same result in handicap games. If there is an odd number of shared points in a seki in an odd-numbered handicap game, there will be two empty points at the end of the game, and an extra stone. This is a losing stone and is added to twice the number of losing stones on the board to find the margin of victory. This may eliminate some of the visual simplicity of Ing counting. It is not clear that area counting should be changed to coincide with territory counting and not the other way around; the other way is simply to give Black "the N Advantage" in N-stone handicap games.
Special note:
What to do if stones are lost.
It is obvious when either side does not have the required 180 stones
at the end of the game, because there should be one and only one empty
point left on the board after counting. However, all is not lost if
stones are missing, because they can be counted at this point and those
missing simply replaced. A problem of this sort can be rectified in
less than two minutes, as was demonstrated at the World Youth held
in Palo Alto. Although it is true that having exactly 180 stones each
is helpful, anyone with a little practice can get around the problem
of not having the exact number of stones, so this in itself should
not be the cause of rejecting area counting. In fact, territory counting
does not circumvent the problem of missing stones, it merely assumes
that stones are not misplaced during counting.
Remove the dead stones and return them to your opponent. Fill Black's area with black stones and White's area with white stones.
Put four white stones in Black territory (equivalent to White receiving 8 points of compensation.) These are marked with an "=" in the diagrams.
White then has one stone left over and Black has two empty points, so Black has won. White puts the stone in Black's territory. Black wins by 1 (winning point) + 2x1 (losing stone) = 3 points.
The winner can be determined visually.
Two Stone Handicap White adds one stone (handicap/2) to Black's
area for compensation. (This makes the result equivalent to territory
counting.) After filling the territories, White has four stones left
over, and Black has five empty points, so Black has won. White puts
the four stones in the winner's territory. Black wins by 1 (winning
point) + 2x4 (losing stones) = 9 points.
Three Stone Handicap White adds one stone (handicap-1)/2 and
an additional point is left in Black's territory for compensation.
After filling the territories, White has four stones left over and
Black has four empty points, so Black has won. White puts the four
stones in the winner's territory. Black wins by 2x4 (losing stones)
= 8 points.
Black can play at A as a ko threat. This threatens another play at A, which would kill White. Note a Black play at A is equivalent to taking the two Black stones off the board, and is a complete turn.
If Black were not allowed to play at A, White would win the capturing
race. White can capture at any time, for example, by White B, Black
C, White A, Black
, White D.
Black 3 at 1.
With suicide legal, Black can reduce White's liberties by playing at
1. (The black stones are immediately removed.) White tries to capture
with 2 and 4 -
White cannot fill the last shared liberty. Both groups live in seki.
No ko threat, no capturing race. White is dead. Black may start the
ko to capture at any time with A, White B, Black 
, White 
, Black A.
Ko threat smaller than the corner. Black should give up the marked
stones to capture the corner.
Ko threat larger than the corner. Black loses the marked stones (more
than Black gains) by killing the corner, so Black should let White
live.
Capturing race. The first player to play wins.
Hot stones may be captured only after an intervening move. Hot stones may be multiple stones, not just single stones.
Double hot stones
This is a classic situation called sei-cho in Japanese, or
"long life." White can kill Black by playing at A, so Black plays at
A. White captures two stones. Next Black can capture two stones. White
must throw in at 
to continue the attack, and Black plays at A again.
Long life.
Under Korean rules, this game is annulled unless one side gives up
the right to continue in this repetitive position. Under Superko, White
may not immediately throw in at 
because that would repeat the initial position. Black can live by
playing at 
.
In Ing rules, this complex ko is treated as a basic ko. The two connected
stones become double hot stones and can't be captured after capturing
without an intervening move or pass. (See the following three diagrams.)
Note that White may capture immediately at 2 because you may capture
stones before they become hot. (At 1, Black has not captured anything
yet.) Since they have captured, now the White stones are hot so Black
may not capture them immediately.
Black 3 ko threat elsewhere. Assume 4 responds elsewhere.
8 and 9 elsewhere. 11 elsewhere, etc.
Note every rule system distinguishes hot stones in basic ko. For example,
in this position, if White has played at 1 without capturing, Black
may capture it without making a ko threat. Ing rules extrapolate the
concept of hot stones to complex kos.
Twin Hot Stones
Triple ko - Single hot stones
In Ing rules, this triple ko converts to a basic ko - if Black takes
at 1, White may not capture 1 or 
immediately. These become twin hot stones. White must play elsewhere
before capturing; once one twin captures and becomes hot, so does the
other.
Triple ko - Single hot and double hot stones
This situation also converts to a basic ko. When Black captures at 1, White must play elsewhere before capturing Black 1. White cannot capture at A either because the marked black stones and Black 1 are twin hot stones. You may think of these as fraternal, not identical twins.
Balanced double ko - Seki, no ko threats
The two groups on the right side are both alive in a double ko. Notice
that both sides have two separate internal liberties. It is a seki
in all rule systems. Notice the local situation can never become cyclic
under the rules of basic ko.
The problem comes with the situation in the upper left corner. White is not alive, but insists that Black prove it. When Black captures at 1, White uses the double ko as a ko threat at 2. Black must respond, so then White can capture Black 1. It seems that Black cannot take these stones off. In Ing rules, since the lower right is a balanced ko, White may disturb once and only once (and Black may disturb once as well so as a ko threat it cancels out), so White cannot keep the upper left in suspended animation. In this way, a balanced ko cannot be used as a ko threat, and false-eyed groups will die. Although the Ing rules offer that stones are not dead unless they can be captured, the result is comforting: at the end of the game, the result is as one would expect.
Balanced quadruple ko - Seki, no ko threats
Since each side has two separate internal liberties, it is a balanced ko. A player may disturb the situation once and only once in the game, so under Ing rules this is a seki, since neither side can capture the other. Note that both sides may disturb or start the cycle once, so it cancels out as a ko threat, and the whole board position may repeat. As in the previous example it cannot be used to fight a ko.
Unbalanced double ko -
Dead but a fount of ko threats
This situation arises in a variation of the Large Avalanche joseki,
here reproduced in miniature.
Since Black can always connect at A, push into the corner, and capture White, this situation is not a seki. It is not a balanced ko because White has only one internal liberty. A double ko cannot become cyclic by the rule of basic ko. Therefore, White may freely play in this area. White wants Black to spend moves taking off the dead stones, but Black doesn't want to take time out to do this in the middle of the game. So as it stands, if another ko starts elsewhere on the board, White will have seemingly endless ko threats. But at the end of the game the White stones can be taken off easily, so they pose no technical problem.
It's perfectly legal in any system.
What kind of ko am I?
The most common mistake is in confusing external with internal kos.
Look at the following example. Can you tell what's going on here?
In every rule system White is dead. In Ing rules, if White claims to
be alive in ko, those kos must be balanced, but in that case, a player
cannot disturb more than once. If White claims to be alive, White can
play at A in response to Black 1 only once, after which White may not
take here again and is helpless to avoid eventual capture. It may be
simpler to observe the ko on the left is external so this is actually
just an unbalanced double ko. White is being unreasonable even to think
of this as a potential balanced ko, because White has only one internal
liberty. White may of course use A and B as nearly endless ko threats
during the game, because it is an unbalanced double ko.
This situation is different. In this case all three kos are internal. Each side has two internal liberties, so the position is balanced. Each side may disturb only once (so this is a bankrupt position as far as ko threats are concerned) and both live in seki. Notice that even though prohibited from disturbing more than once, neither side can then be captured. That is why this is seki and in the previous example White is dead.
The questionable case in Superko
Here are two unbalanced double kos. If looked at in isolation, Black has dead groups in both the upper left and the lower right corners, and each local position cannot become cyclic by the rule of basic ko. However, because there are two unbalanced double kos, the whole board position may become cyclic. We would expect that any ko rule would not force White to die because Black has two dead groups.
Black captures at A. White can take at B, Black takes at C, White takes at D, then Black takes B, White takes A, and Black takes D. Now White wants to capture C. Under Superko, White would not be allowed to make the capture. Black could then kill the lower right White group.
Under the Ing ko rule, each side is allowed to initiate a cyclic sequence, even one that involves the whole board, once but only once. Since the whole board position may repeat, White is allowed to capture at C but Black will then be prohibited from capturing at A, starting a second cycle.
To avoid capture, the false-eyed player will need to begin the ko cycle, but will then be prohibited from initiating the cycle a second time, and so will die.
At the beginning of a game, players should not start the clock of an absent opponent unless specifically instructed by the TD to do so. The TD may impose a time penalty for not being present at the announced starting time, usually twice the elapsed time.
During the game, if one's opponent is absent, one may play and press the clock, but it is polite to indicate the move played when the opponent returns. It is not rude to leave the board. It is not necessary to remind your opponent to press the clock, but it is polite if you notice that the clock is malfunctioning to your advantage to tell your opponent.
If a player observes that the clock is malfunctioning so that the game cannot fairly continue, that player should announce the intention to pause the clock, and after pressing the SET button on an Ing clock (do not turn off an electronic clock), call the TD. Make sure you know how to pause the clock, as turning it off unfortunately must result in forfeiture unless both players and the TD agree on the time left for both sides. Watch your clock carefully, as the TD can only replace a broken clock, not arbitrarily reimburse you for lost time if your clock malfunctions, and must assume that the time indicated is correct unless both players and the TD agree to an alteration.
In case of significant disruption, the players or the TD may pause the clock. Players should inform each other of their intention to pause the clock and summon the TD without looking at the board. The TD will resume timekeeping.
During overtime, If one player MUST leave for a short time (i.e. a
call of nature), it is acceptable behavior to ask permission of one's
opponent to pause the clock. The opponent must openly refuse in this
case in order to declare a victory on time if one's time elapses.
In the following cases, the TD may call on the highest ranked player present to adjudicate or declare a victory based on the frozen position on the board:
If the clock ceases operation altogether or indicates that both players have lost on time, and the players and TD cannot agree on an amount of time left.
During the game, if the clock indicates that you have lost on time and you believe that it has malfunctioned, but your opponent does not, you must forfeit unless you can demonstrate to the TD that it is not possible that you have lost on time. If the players and the TD then do not agree to an amount of time left, the TD may call on the highest ranked player present to adjudicate. Notice that sticky buttons or failure to push your clock do not indicate that a loss on time is impossible.
These cases only refer to games with no official monitor; if there is an official monitor, that person is responsible for maintaining a functioning clock, resetting the clock if he or she deems it necessary, and declaring any victory on time. If you have no official monitor, by agreeing to play you are agreeing to cooperate with the TD, even if he or she is absent during the incident or you do not agree with any of the steps taken, unless they directly contradict the written rules for that tournament.
To avoid any argument, one should specifically and immediately (before playing the next move) announce a win on time if the opponent's clock runs out. Once a game is resigned, or there is cause to believe that the last significant move has been played, or a result reported by the players to the TD, a victory on time may not then be called. After both players verify the score and the game has been cleared, the result may not be changed.
If one player indicates that he or she believes with cause that the last significant point has been taken (the abstract definition of the end of a game of Go), a victory on time may not be called against that person. The official monitor, if there is one, stops keeping time for that person at that point. In a game with no monitor, if a person believing with cause the game to be over then "runs out of time," that player cedes any unclaimed points and the chance to make needed protective moves, but does not lose on time or lose the right to demonstrate a group's status by defense or removal, although an immediate response is required.
The spirit of this rule is that it is impossible to fairly involve the use of a clock after the game is over in a game that ends by mutual agreement. Otherwise, in a sudden death or time-purchasing situation, one player may legally force the other to go over the time limit by pointlessly continuing or spuriously challenging the status of groups. The purpose of the clock is thwarted by rewarding rather than penalizing playing indefinitely, and its use after the last point has been taken serves only to invite gamesmanship. In a game of second counting this rule may seem overly flexible, but since it only protects and does not penalize (one player is not receiving more time to potentially change the outcome on the board) it is recognized as advantageous to both players to eliminate the injurious effects of potential gamesmanship. On the other hand, players should be aware when an opponent is trying to win on time, and be especially careful to avoid ambiguity.
This lengthy discussion of the uses of the clock is made necessary by a possible misunderstanding by Western players of Asian rules concerning the clock. The rules of Go on this issue have not been widely established in the American Go community. This is perhaps because of an impression that they are understood, much in the way that the general rules of Go are believed to be understood. Unfortunately opinions vary on exactly what the rules are.
These guidelines are not required by Ing rules, but they are suggested
to TDs unless they specifically set forth another set of guidelines,
and submitted to players as an overview of the unwritten rules governing
professional play.
1. Every rule system is extraordinarily difficult. Dismissing these or any rules as overly complex is to make the erroneous assumption that there are simpler rules.
2. The nature of the game is that it may be required to decide without being able to prove that one rule is more desirable than another. For example, who should be prohibited to play in a cyclic position? It only matters that the rule should be consistent; there are legitimate arguments for both sides.
3. Since the fundamental nature of the game is the same in all rule systems, and problem cases are rare enough to not affect the enjoyment of the game, deciding on a rule system or allowing the sponsors of a tournament to decide on a rule system is not a moral issue.
4. Studying the rules is not that much fun, but Go should be.
Credits
Michael Simon had the idea of writing this document, which Phil Straus
approved. Michael and Phil created outlines. Janice Kim wrote the text.
Layout and graphics by Michael with help from Phil. Thanks to the many
reviewers for their suggestions. Many of the examples are from Ing's
SST Laws of Wei-Ch'i 1991 by Ing Chang-ki. Some are from Simplified
Ing's Goe Rules by Sidney Yuan.